The Joint regulatory sales practice sweep report : a review of the sales practice acitivities [sic] of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them.
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| Corporate Author: | |
|---|---|
| Format: | Government Document Electronic eBook |
| Language: | English |
| Published: |
[Washington, D.C.?] :
U.S. Securities and Exchange Commission,
[1996]
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| Subjects: |