Showing 1 - 11 results of 11 for search '"Financial Industry Regulatory Authority"', query time: 0.11s Refine Results
  1. 1
    Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, September 7, 2017.

    Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S....

    [S.l :; Washington : s.n.,; U.S. Government Publishing Office, 2018
    Subjects: “…Financial Industry Regulatory Authority.…”
    Format: Government Document Book


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  2. 2
    Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, May 1, 2015.

    Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S....

    [S.l :; Washington : s.n.,; U.S. Government Publishing Office, 2015
    Subjects: “…Financial Industry Regulatory Authority.…”
    Format: Government Document Book


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  3. 3
    Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, September 7, 2017.

    Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S....

    Washington : U.S. Government Publishing Office, 2018
    Subjects: “…Financial Industry Regulatory Authority.…”
    Format: Government Document Book


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  4. 4
    Middle market IPO Underwriting Cost Act : report (to accompany H.R. 6324) (including cost estimate of the Congressional Budget Office).

    Middle market IPO Underwriting Cost Act : report (to accompany H.R. 6324) (including cost estimate of the Congressional Budget Office).

    [Washington, D.C.] : [U.S. Government Publishing Office], 2018
    Subjects:
    Format: Government Document Book


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  5. 5
    Middle market IPO Underwriting Cost Act : report (to accompany H.R. 6324) (including cost estimate of the Congressional Budget Office).

    Middle market IPO Underwriting Cost Act : report (to accompany H.R. 6324) (including cost estimate of the Congressional Budget Office).

    [S.l :; [Washington, D.C.] : s.n.,; [U.S. Government Publishing Office], 2018
    Subjects:
    Format: Government Document Book


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  6. 6
    Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009.

    Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on...

    Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009
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    Format: Government Document Book


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  7. 7
    Assessing the Madoff Ponzi scheme and regulatory failures hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009.

    Assessing the Madoff Ponzi scheme and regulatory failures hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Fi...

    Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009
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    Format: Government Document Book


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  8. 8
    The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009.

    The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United Sta...

    Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009
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    Format: Government Document Book


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  9. 9
    The Madoff investment securities fraud regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009.

    The Madoff investment securities fraud regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United State...

    Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009
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    Format: Government Document Book


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  10. 10
    Game stopped? : who wins and loses when short sellers, social media, and retail investors collide : virtual hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session.

    Game stopped? : who wins and loses when short sellers, social media, and retail investors collide : virtual hearing before the Committee on Financial Services, U.S. House of Repres...

    [S.l :; Washington : s.n.,; U.S. Government Publishing Office, 2022; 2021
    Format: Government Document Book


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  11. 11
    Game stopped? : who wins and loses when short sellers, social media, and retail investors collide : virtual hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session.

    Game stopped? : who wins and loses when short sellers, social media, and retail investors collide : virtual hearing before the Committee on Financial Services, U.S. House of Repres...

    Washington : U.S. Government Publishing Office, 2021
    Format: Government Document Book


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