Showing 1 - 20 results of 412 for search 'United States. Securities and Exchange Commission', query time: 0.29s Refine Results
  1. 1
    EDGAR filer manual : user's guide for electronic filing with the U.S. Securities and Exchange Commission.

    EDGAR filer manual : user's guide for electronic filing with the U.S. Securities and Exchange Commission.

    “…United States. Securities and Exchange Commission…”
    Format: Government Document Reference Material


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  2. 2
    Report of the Securities and Exchange Commission on rules of national securities exchanges : which limit or condition the ability of members to effect transactions otherwise than on such exchanges (Pursuant to Section 11A (c)(4)(A) of The Securities Exchange Act of 1934).

    Report of the Securities and Exchange Commission on rules of national securities exchanges : which limit or condition the ability of members to effect transactions otherwise than o...

    [Place of publication not identified] : U.S. Securities and Exchange Commission, 1975
    “…United States. Securities and Exchange Commission…”
    Format: Book


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  3. 3
    Legal opportunities with the SEC.

    Legal opportunities with the SEC.

    Washington, D.C. : U.S. Securities and Exchange Commission, Office of Human Resources Management, 1990
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  4. 4
    Legal opportunities with the SEC

    Legal opportunities with the SEC

    Washington, D.C. : U.S. Securities and Exchange Commission, Office of Human Resources Management, 1990
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  5. 5
    Legal opportunities with the U.S. Securities and Exchange Commission.

    Legal opportunities with the U.S. Securities and Exchange Commission.

    Washington, DC : U.S. Securities and Exchange Commission, Office of Personnel, 1990
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  6. 6
    Invest in your future : legal opportunities at the SEC.

    Invest in your future : legal opportunities at the SEC.

    Washington, D.C. : U.S. Securities and Exchange Commission, 1996
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  7. 7
    Legal opportunities with the U.S. Securities and Exchange Commission.

    Legal opportunities with the U.S. Securities and Exchange Commission.

    Washington, DC : U.S. Securities and Exchange Commission, Office of Personnel, 1991
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  8. 8
    Annual Registration Updating Material for Investment Advisers, (Revised January 14, 2000).

    Annual Registration Updating Material for Investment Advisers, (Revised January 14, 2000).

    [Place of publication not identified] : [publisher not identified], 2000
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  9. 9
    Uniform system of accounts for public utility holding companies.

    Uniform system of accounts for public utility holding companies.

    Washington : U. S. Govt. print. off, 1936
    “…United States. Securities and Exchange Commission…”
    Format: Book


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  10. 10
    Compilation of releases dealing with matters arising under the Securities Exchange Act of 1934 and Investment Advisers Act of 1940 ; March 1968.

    Compilation of releases dealing with matters arising under the Securities Exchange Act of 1934 and Investment Advisers Act of 1940 ; March 1968.

    1968
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  11. 11
    The Joint regulatory sales practice sweep report : a review of the sales practice acitivities [sic] of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them.

    The Joint regulatory sales practice sweep report : a review of the sales practice acitivities [sic] of selected registered representatives and the hiring, retention, and supervisor...

    [Washington, D.C.?] : U.S. Securities and Exchange Commission, 1996
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Electronic eBook
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  12. 12
    Get the facts on saving and investing : a roadmap to start you on a journey to financial security through saving and investing.

    Get the facts on saving and investing : a roadmap to start you on a journey to financial security through saving and investing.

    Washington, DC : U.S. Securities and Exchange Commission, 2007
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  13. 13
    Survey series release

    Survey series release

    Washington : Securities and Exchange Commission, 1940
    “…United States. Securities and Exchange Commission…”
    Format: Serial


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  14. 14
    Investment trusts and investment companies ; report pursuant to section 30 of the Public utility holding company act of 1935.

    Investment trusts and investment companies ; report pursuant to section 30 of the Public utility holding company act of 1935.

    Washington : U. S. Govt. Print. Off, 1939
    “…United States. Securities and Exchange Commission…”
    Format: Book


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  15. 15
    A guide to employment with the U.S. Securities and Exchange Commission : a fast, easy step-by-step approach.

    A guide to employment with the U.S. Securities and Exchange Commission : a fast, easy step-by-step approach.

    Washington, D.C. : The Commission, 1995
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  16. 16
    SEC news digest.

    SEC news digest.

    “…United States. Securities and Exchange Commission…”
    Format: Government Document Journal


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  17. 17
    Survey of American listed corporations; cost of flotation, 1945-1947.

    Survey of American listed corporations; cost of flotation, 1945-1947.

    Washington 1949
    “…United States. Securities and Exchange Commission…”
    Format: Book


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  18. 18
    Accounting series releases : compilation of releases to 195, as in effect August 1976

    Accounting series releases : compilation of releases to 195, as in effect August 1976

    Washington : The Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off, 1977
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  19. 19
    Q&A, small business and the SEC.

    Q&A, small business and the SEC.

    [Washington, D.C.] (450 Fifth St., N.W., Washington 20549) :; [Washington, D.C.] (450 Fifth St., N.W., Washington 20549) : [U.S. Securities and Exchange Commission], 1993
    [Revised 2-93].
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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  20. 20
    Get the facts on saving and investing : a roadmap to start you on a journey to financial security through saving and investing.

    Get the facts on saving and investing : a roadmap to start you on a journey to financial security through saving and investing.

    Washington, DC :; Washington, DC : U.S. Securities and Exchange Commission, 2006
    “…United States. Securities and Exchange Commission…”
    Format: Government Document Book


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